Brokers

BTx offers a single place to connect investors seeking to buy or sell securities issued under Regulation A or Regulation D, bonds, and other alternative securities, expanding access to counterparties and supporting greater liquidity.

Investors

Bring your OTC or private-company shares to BrokerTradeEx. We connect your buying and selling interests with the brokerage community, providing access to bids and offers unavailable in existing markets.

Issuers

BTx helps bring your qualified offerings and existing shareholders’ shares to market through participating brokers, connecting investors with eligible shares, including freely tradable shares where applicable.

Legal & Closing

BTx connects participating brokers, issuers, and investors with closing counsel to review transfer requirements, prepare transaction documents, and coordinate closings.

Regulators

BTx supports trading through regulated entities and does not share in trading fees.

Technology & Trade Reporting

BTx’s FIX connectivity distributes bids, offers, and trade data to participating data platforms, supporting broader access to market information. Separate reporting workflows support brokers’ FINRA obligations, including reporting covered OTC equity trades as soon as practicable and within 10 seconds of execution where required.